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DH Transitional Arrangements: Additional clarification from Dr Tony Zigmond, September 2008

 

Transitional arrangements for psychiatrists becoming Approved

 Clinicians – Clarification

 

The headings, in my note dated 11 August 2008 for the three groups of psychiatrists covered by the transitional arrangements refer to ‘current consultants’ and those appointed as a consultant within the defined period. I have been asked for further clarification by colleagues at other grades. The position is not entirely clear. My understanding is below. The issue relates particularly to group 1.

 

The transitional arrangements require, for group 1, that to become an AC the person:

 

(a) has carried out the functions of a responsible medical officer under the 1983 Act within the period of twelve months ending on 2nd November 2008, and

 

(b) is a registered medical practitioner approved by that Authority under section 12(2) of the 1983 Act.

 

It should be noted that there is no requirement to demonstrate possession of the specified competencies (which is required to become an AC other than under the transitional arrangements). The transitional arrangements state that the doctor does not have to be a consultant.

 

The question, therefore, is under what circumstances may a doctor, who is not a consultant, have fulfilled the first requirement.

 

It has been said that only consultants can undertake the responsibilities of a RMO, because only consultants can be ultimately responsible for in-patients.

 

It has been reported to me that in some Trusts and other hospitals non-consultant grade doctors have been permitted to grant S17 leave (a RMO function) to detained patients when the consultant RMO is unavailable.

 

The RMO is defined in section 34(1) MHA 1983 as: “the registered medical practitioner in charge of the treatment of the patient”.

 

The current Code of Practice (para 20.3) states that ”Only the RMO can grant leave of absence to a patient formally detained under the Act. In the absence of the RMO (for example if he or she is on annual leave or otherwise unavailable) permission can only be granted by the doctor who is for the time being in charge of the patient’s treatment. Where practicable this should be another consultant psychiatrist, a locum consultant or specialist registrar approved under section 12(2) of the Act”.

 

The Memorandum to the MHA 1983 (para 60) states: “All hospital patients should be under the care of a consultant who is in charge in the sense that he is not responsible or answerable for the patient’s treatment to any other doctor. But there are functions under the Act requiring swift action (e.g. the decision to issue a report barring discharge by the nearest relative under section 25) and the patient’s usual doctor may not be available (e.g. owing to sickness or absence on annual leave). In that case the doctor who is for the time being in charge of the patient’s treatment should exercise the functions of the RMO”.

 

There is an issue as to whether or not any NHS Trust or other employer organisation has permitted a non-consultant to be in charge, in the sense set out in the Memorandum, “that he is not responsible or answerable for the patient’s treatment to any other doctor”  If non-consultants believe they have functioned as an RMO, e.g. granting S17 leave, when there has in fact been a consultant covering, perhaps the duty consultant, then their interpretation may have been incorrect (they may have acted unlawfully) and they would probably not meet the criteria for becoming an AC (through the transitional arrangements).

 

The College cannot give legal advice. Non-consultant grade doctors who have carried out the functions of a RMO and so believe they qualify to become Approved Clinicians under the transitional arrangements may wish to seek the advice of their employer as to whether or not they have been “the doctor in charge of the patient’s treatment” or whether, under the circumstances described, there have been alternative cover arrangements so that a consultant was in fact in charge.

 

I hope this helps answer queries.

 

Tony Zigmond

 

September 2008

 

 

 

DH Transitional Arrangements: Dr Tony Zigmond as at 11 August 2008

 

 

 

There are arrangements covering three different sets of circumstances in relation to psychiatrists becoming Approved Clinicians:

 

1. Current consultants who have carried out the functions of a Responsible Medical Officer within 12 months prior to November 2nd 2008:

 

An Authority shall approve to act as an approved clinician a person who—

 

(a) has carried out the functions of a responsible medical officer under the 1983 Act within the period of twelve months ending on 2nd November 2008, and

 

(b) is a registered medical practitioner approved by that Authority under section 12(2) of the 1983 Act.

 

The person shall be approved to act as an approved clinician for the period of twelve months commencing on 3rd November 2008, or until the end of their period of approval under section 12(2) of the 1983 Act, whichever is later.

 

 

2. Current consultants who have not carried out the functions of a Responsible Medical Officer within 12 months prior to November 2nd 2008:

 

An Authority shall approve to act as an approved clinician a person who—

 

(a) has not carried out the functions of a responsible medical officer under the 1983 Act within the period of twelve months ending on 2nd November 2008, but

 

(b) has been in overall charge of the medical treatment for mental disorder of a person within the period of twelve months ending on 2nd November 2008, and

 

(c) is a registered medical practitioner approved by the Authority under section 12(2) of the 1983 Act.

 

The person shall be approved to act as an approved clinician for a period of twelve months commencing on 3rd November 2008, and that period shall be extended for a further two years if during that period of twelve months the person completes a course for the initial training of approved clinician.

 

 

3. A psychiatrist appointed as a consultant psychiatrist in England within the period of eighteen months ending on 2nd November 2009.

 

An Authority shall approve to act as an approved clinician a person who—

 

(a) has not carried out the functions of a responsible medical officer under the 1983 Act within the period of twelve months ending on 2nd November 2008 and has not, within that period, been in overall charge of the medical treatment for mental disorder of a person, but

 

(b) is a registered medical practitioner approved by an Authority under section 12(2) of the 1983 Act who has been appointed to the post of consultant psychiatrist in England within the period of eighteen months ending on 2nd November 2009.

 

The person shall be approved to act as an approved clinician until 2nd November 2009. Prior to this they must undertake AC training.

 

PLEASE NOTE:

The phrase “carried out the functions of a Responsible Medical Officer” has been the subject on discussion. It has been said by DH officials that being on a duty-rota, even if the hospital policy specifies that the on-call consultant acts as RMO to all detained patients, does not satisfy this criterion. The criterion will only be satisfied if some specific RMO task has been carried out e.g. granting S17 leave or fulfilling a statutory responsibility under S58 etc. Consultant colleagues who work in the community and ‘act as RMO’ as part of their on-call duties, and who wish to be considered for the 1st group above, may wish to keep a separate record of performing such functions to ensure an easy transition.

 

August 2008

 

 

 

 

June 2008 update for Members of the Royal College of Psychiatrists by Dr Tony Zigmond

 

Dr Tony Zigmond is the former Vice-President of the Royal College of Psychiatrists (2004 – 2007) leading on Mental Health Legislation Reform. He currently represents the College on the National Advisory Groups for Approved Clinician Training and Section 12 Training, he is a MHA trainer for the College Education and Training Centre and Consultant Psychiatrist is Leeds.

 

Colleagues should note that:

  • once it is in force, the 2007 Act will disappear. We will continue to use the Mental Health Act 1983 (as amended) and the Mental Capacity Act 2005 (as amended).
  • we are awaiting the Regulations and Code of Practice for Wales.

 

1.      When does the Act come into force?

Current Timetable

 

Implementation is staged, some parts already being in force.

 

October 2007:

  • Section 19: Approval of courses for AMHPs
  • Section 20: Amends section 62 of Care Standards Act 2000 – codes of practice for Social workers when acting as AMHPs
  • Section 39: Amends section 17 Cross border arrangements – leave and transfer of patients (Schedule 5 - Cond. Discharge)
  • Section 40: Amends section 41 – stops time limited restriction orders
  • Section 42: Offence of ill-treatment: increase in maximum penalty
  • Section 46: Local health boards (Wales). It adds a reference to local health boards to the definition of “the managers” of hospitals in section 145(1) of the 1983 Act.
  • Section 49: Amends section 40 MCA, IMCAs to limit the exceptions to the duty to instruct an IMCA.

 

December 2007:

  • Section 26: Civil Partners have same standing as Married Partners in relation to the role of Nearest Relative.

 

January 2008:

  • Section 43: Patients aged 16 or 17 capacitous refusal of treatment cannot be overridden by parents or guardians.

 

April 2008:

  • Section 135 &136 amended to enable transfer of patients from one place of safety to another.

 

November 3rd 2008:

  • MOST of the provisions of the Act come into force.

 

April 2009:

  • Independent Mental Health Advocates. Deprivation of Liberty (Bournewood) amendments to the Mental Capacity Act 2005

 

April 2010:

  • CAMHS - Age appropriate facilities

 

2.      Transitional arrangements for Approved Clinicians:

We are awaiting news of the final arrangements. The draft order states that all current Section 12 approved doctors who have been an RMO (i.e. had a detained patient under their care) in the 12 months prior to November 3rd 2008 will automatically become Approved Clinicians, for 3 years.

 

The position of those who work in the community but do ‘on call’ covering in-patients is unclear. Some Trusts’ policies make it clear that covering consultants become RMO for all detained patients out-of-hours. It is presumed that this would enable those consultants to state that they have been an RMO within the qualifying period. Whether or not this applies in Trusts where no such policy exists is much less certain. Trusts may wish to seek legal advice about this.

 

The College has recommended that all Section 12 approved doctors who are consultants on November 3rd, but have not been an RMO within the previous 12 months, should automatically become Approved Clinicians for 12 months. We still await the outcome of the DH deliberations.

 

3.      Who can be an Approved Clinician?

Approved Clinicians have to be a member of one of the named professions (doctor, nurse, psychologist, occupational therapist, social worker). They will have to demonstrate they have the competencies set out in the regulations. This will be decided by the relevant Strategic Health Authority (although they can delegate this function to PCTs). The College has argued that having a CCT in psychiatry should automatically be evidence of having attained the competencies. We have yet to hear if this has been accepted by the DH.

 

Any registered medical practitioner, who can demonstrate they possess the competencies, can become an Approved Clinician. This means, for example, Staff Grade psychiatrists may become Approved Clinicians and so become Responsible Clinicians i.e. be the clinician in charge of a detained patient’s (or informal patient’s) care.

 

4.      Training requirements:

There are no transitional training requirements for either Section 12 approved doctors or Approved Clinicians. Nonetheless, CSIP / NIMHE recommend that both groups attend training.  Most of this training is expected to be provided by employing organisations. The College Education and Training Centre courses fulfil their recommendations.

 

Section 12 training requirements are currently unchanged. CSIP/NIMHE is leading a National Advisory Group to agree standards for S12 training courses to be adopted by Strategic Health Authority Section 12 panels.

 

Approved Clinician training - professionals who have demonstrated the necessary competencies will have to undergo a two-day training course. It is likely that these will be provided by the same, or similar, organisations / groups who currently provide Section 12 training. Again CSIP / NIMHE is leading a National Advisory Group to agree standards for the courses.

 

It should be noted that all medical Approved Clinicians will be Section 12 approved (unlike the present position where there is no requirement for RMOs to be Section 12 approved). Clearly, not all Section 12 approved doctors will be able to qualify as Approved Clinicians (e.g. GPs).

 

5.      Who makes recommendations re Deprivation of Liberty and the Mental Capacity Act?

 

Colleagues will be aware that the Mental Capacity Act has been amended to enable patients to be deprived of their liberty under that Act (the so-called Bournewood amendment). Six assessments have to be made by two or more people:

 

  1. Age (18+);
  2. Mental disorder (as defined in MHA without exclusions relating to learning disability);
  3. Mental capacity (lacks capacity to consent to being accommodated for the purpose of being given relevant treatment);
  4. Best interest (to be detained and proportionate to likelihood and seriousness of harm);
  5. Eligibility requirement (“the person is either subject to the MHA or objects to being detained in hospital for treatment of mental disorder);
  6. The no refusals requirement (there is a valid refusal by a donee or deputy or advance directive).

 

The Mental Health assessment must be undertaken by a Section 12 approved doctor or a doctor who, whilst not Section 12 approved, has special experience in the diagnosis or treatment of mental disorder. The Best Interest assessment has to be undertaken by an AMHP or equivalent. The Eligibility requirement has to be undertaken by a Section 12 approved doctor or an AMHP. In other words, all authorisation for deprivation of liberty will require a Section 12 approved doctor or AMHP. The College would be pleased to hear from members their views on the workforce consequences of this requirement.

 

 

6.      The Code of Practice and Regulations, including competencies for Approved Clinicians

 

 

Comments from members on the above MHA information can be sent to cetc@rcpsych.ac.uk and will be forwarded to Dr Tony Zigmond.

 

The next National Advisory Group meetings for S12 Training and Approved Clinician Training Standards are on Wednesday 2 July 2008. Further information will be made available as soon as possible via this eNews.

 

 

24 June 2008

 

 

 

 

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